SEC Reporting & Capital Markets Services to Keep You Compliant
SEC financial reporting is a constant challenge for public companies and organizations entering or operating within the capital markets, especially given today’s evolving regulatory landscape. The introduction of the Sarbanes-Oxley Act and other regulations limits your external auditors’ ability to assist with SEC reporting and compliance services. If you’ve found yourself needing assistance with SEC regulatory compliance and financial reporting, Centri is here to help.
Whether you are an operating company navigating the public or capital markets, or a SPAC working through the complicated regulatory environment, we can support you. From inception through your IPO, during SEC registrant reporting periods, and beyond to the completion of the de-SPAC merger, or other follow-on transactions, Centri’s experts can assist at any stage.
Our team has the experience and depth of knowledge to help public companies comply with SEC reporting requirements and navigate capital markets. We can also work with private entities to compile monthly, quarterly, and annual financial statements for potential deals through our IPO Readiness services.
No matter your needs, we will create a tailored solution to fit your unique SEC accounting, regulatory compliance, and capital markets reporting requirements.
Meet Our SEC Financial Reporting & Capital Markets Compliance Team
Centri’s team of experts is ready to help you with your capital markets transactions, as well as SEC Financial Reporting & Compliance needs. You can learn more about our specialists on the One Team page:
We offer a comprehensive suite of SEC financial reporting and regulatory business compliance services. You will find a snapshot of our SEC advisory services below.
Becoming a public company involves a variety of complex, challenging financial reporting, technical accounting, and valuation tasks that must be handled with complete accuracy while still ensuring deadlines are met. Whether you are doing an IPO, direct listing, or SPAC transaction, our team of experts is here to work with your management team, attorneys, and bankers to document the entire process and its impact on your accounting practices.
SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. Centri has the expertise to be your financial reporting department and quality control reviewer. We will help you coordinate, draft, and file a wide variety of your recurring SEC forms, including 10-K, 10-Q, 8-Ks, and the periodic reporting requirements if you are a foreign issuer. Whether you are filing for the first time or the hundredth, we have the expertise to get the job done quickly and accurately.
SEC comment letters play a key role in correspondence between SEC staff and public filers. There may also be letters that public entities submit to respond to requests for public comment on SEC rule proposals. Our team of experts can help you create and respond to any necessary SEC comment letters.
The Sarbanes-Oxley Act implemented auditing and financial regulations for public companies designed to protect against accounting errors and financial fraud. SOX also contains provisions that apply to private companies and nonprofit organizations. No matter your needs, you can count on Centri to provide expert SEC regulatory compliance services.
We also provide the SEC financial reporting services below, among others:
- Technical Accounting Research and Position Papers
- Audit Support Preparation
- Carve-Out Financial Reporting
- XBRL Reporting and Compliance
- Tax advisory services
View our latest notable Capital Markets transactions.
If you’re a technology company, you’re operating in a highly competitive and fast-paced market. Understanding the complexities of SEC regulations is essential for your growing company to go public, but if it’s new to your team you may not have the expertise to do so internally.
Centri partners with your technology company to:
- File quarterly and annual reports required by the SEC
- Submit complex technical accounting and valuation work needed for an IPO
- Create and respond to necessary SEC comment letters
SEC compliance is a unique issue for life science companies, because you have complex and evolving regulations from the SEC and FDA, in addition to requirements from other agencies internationally. You’re subject to closer scrutiny from the SEC and DOJ, especially around disclosures about clinical trials, product approvals, or safety issues.
Centri helps your company by providing a proactive and strategic approach to compliance that aligns with your business goals and meets everything required of your business.
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