SEC Financial Reporting & Compliance

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SEC Reporting & Advisory Services to Keep You Compliant

SEC financial reporting is always a challenge for public companies due to an ever-changing regulatory landscape. The introduction of the Sarbanes-Oxley Act and other regulations limits your external auditors’ ability to assist with SEC reporting and advisory services. If you’ve found yourself needing assistance with SEC regulatory compliance and financial reporting, Centri is here to help.

Whether you are an operating company navigating the public markets or a SPAC working through the complicated regulatory environment, we can support you. From inception through your IPO, during SEC registrant reporting periods, and beyond to the completion of the de-SPAC merger, or other follow-on transactions, Centri’s experts can assist at any stage.

Our team has the experience and depth of knowledge to help public companies comply with SEC reporting requirements. We can also work with private entities to compile monthly, quarterly, and annual financial statements for potential deals through our IPO Readiness services.

No matter your needs, we will create a tailored solution to fit your unique SEC accounting and regulatory compliance requirements.

We offer a comprehensive suite of SEC financial reporting and regulatory business compliance services. You will find a snapshot of our SEC advisory services below.

Initial Public Offering (IPO) Readiness & Capital Market Transactions

Becoming a public company involves a variety of complex, challenging financial reporting, technical accounting, and valuation tasks that must be handled with complete accuracy while still ensuring deadlines are met. Whether you are doing an IPO, direct listing, or SPAC transaction, our team of experts is here to work with your management team, attorneys, and bankers to document the entire process and its impact on your accounting practices.

Assistance with Annual & Quarterly Reports

SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. Centri has the expertise to be your financial reporting department and quality control reviewer. We will help you coordinate, draft, and file a wide variety of your recurring SEC forms, including 10-K, 10-Q, 8-Ks, and the periodic reporting requirements if you are a foreign issuer. Whether you are filing for the first time or the hundredth, we have the expertise to get the job done quickly and accurately.

Advice on SEC Comment Letters

SEC comment letters play a key role in correspondence between SEC staff and public filers. There may also be letters that public entities submit to respond to requests for public comment on SEC rule proposals. Our team of experts can help you create and respond to any necessary SEC comment letters.

Sarbanes-Oxley (SOX) Act Compliance

The Sarbanes-Oxley Act implemented auditing and financial regulations for public companies designed to protect against accounting errors and financial fraud. SOX also contains provisions that apply to private companies and nonprofit organizations. No matter your needs, you can count on Centri to provide expert SEC regulatory compliance services.

Additional Related Services

We also provide the SEC financial reporting services below, among others:

  • Technical Accounting Research and Position Papers
  • Audit Support Preparation
  • Carve-Out Financial Reporting
  • XBRL Reporting and Compliance
  • Tax advisory services

View our latest notable Capital Markets transactions.

Why Choose Us?

You’ll work with one point of contact, but with Centri, we bring a full firm to the table. And as you continue scaling up, we are here to help manage the growing needs of your business.

Related Insights

Meet Our SEC Financial Reporting & Compliance Practice Leaders

Centri’s team of experts is ready to help you with your SEC Financial Reporting & Compliance needs. You can learn more about our specialists on the One Team page:

Christopher Mora

Chief Revenue Officer & Partner

Capital Markets Practice Leader

Derek Kearns


SEC, Financial Reporting & SPAC Practice Leader

Ready to Start Planning?

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